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New Content Integration with Pacific Asset Management
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9 April 2025 / Suitability
New Content Integration with Pacific Asset Management

We have some exciting news on the latest upgrade to ATEB Suitability on 9 April 2025. This update comes at no additional cost and provides a new addition to our content integration library.     We have partnered with Pacific Asset Management to provide our customer firms with access to the following: A description of their service [...]

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Call recording issues

Compliance , , , , ,

The FCA has issued a statement in respect of firms’ call recording obligations during the COVID-19 emergency.

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Continuing Professional Development (CPD) carry over

Compliance , ,

It may be possible to carry some CPD over from the current year.

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COVID 19 – Pension Guide

Compliance , ,

The FCA has partnered with other regulators to create a guide for consumers.

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Scam email

Compliance , ,

An email being received by firms, purporting to be from the FCA, is a scam.

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Clients – according to PROD

Compliance , ,

Firms should consider the PROD target market attributes when segmenting clients and creating an investment proposition.

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Advising non-UK resident clients

Compliance , , , ,

Can you? Should you?

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Drawdown and the Second Lifetime Allowance Test

Compliance , , ,

It is essential to consider LTA implications carefully when transferring from a pension arrangement with safeguarded benefits.

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FCA confirms measures to help insurance customers who may be suffering financial difficulties as a result of coronavirus

Compliance , ,

A series of temporary measures come into effect on Monday, 18 May 2020.

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COVID-19: FCA guidance on handling paper and post

Compliance , ,

Guidance for firms working from home.

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FCA extend SMCR period of absence

Compliance ,

The FCA has made a temporary modification to the rules around providing cover for an absent Senior Manager.

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ATEB Compliance is now Thistle Initiatives

Our new website is www.thistleinitiatives.co.uk. There will be no further posts here from ATEB Compliance. You can keep up to date with all of our usual regulatory and company updates here going forward. 

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Impact of Data Protection on the Senior Managers & Certification Regime (SM&CR)

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GDPR – one year on

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Fund suspension

Compliance , ,

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FCA focus for 2019/20

Compliance , , , ,

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Is your email footer compliant?

Compliance

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Thematic Review – GI Distribution

Compliance , , , , ,

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Principals and Appointed Representatives – action needed

Compliance , ,

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Supervisor training 2019

Compliance ,

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Pension Transfers – the ‘Why now?’ question

Compliance , , , , , ,

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Dealing with Powers of Attorney

Compliance

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FCA live events

Compliance , , , ,

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FCA Business Plan 2019-20

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Investment Platforms Market Study

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