FCA Covid-19 Impact Survey – number 7!
The FCA has advised the following. “We issued the first phase of the Covid-19 Impact Survey in June-August
Compliance
FCA – new power to vary or cancel permissions
The FCA can now vary or cancel permissions more quickly than previously applied. What is changing The FCA
New FCA fee for Form A applications
We have been advised by the FCA as follows: “Following our recent revalorisation of the application fees earlier
Upgraded ATEB Member’s Area
We are delighted to announce that our new and upgraded Member’s Area will be available on Monday 9th May.
Pension switches – what is required?
We have covered regulatory requirements around replacement business, more commonly referred to as switch business, before. As this appears to
Pension Transfer – FCA Advice Checker
Back in June 2020, the FCA published an ‘advice checker’ to help consumers assess whether pension transfer advice they had
British Steel Transfers – Asset Retention
The FCA has made the following announcement. “This morning we have announced that we are using emergency powers to prevent
Pension Transfer charging
Policy Statement PS 20-06 stated that a firm providing pension transfer advice “… may also not charge less than it
TR22/1 – Thematic Review: Observations on wind-down planning
The FCA has published a Thematic Review report which provides some observations around the quality of wind-down planning in firms.
Consumer Duty – fair value and adviser charges
The FCA’s proposed Consumer Duty is getting a lot of airplay in the trade media. First mooted in the FCA’s