Pension transfer advice – personalised charges
“I’ve started so I’ll finish …”. A well known catchphrase first coined by Magnus Magnusson, the original presenter of the
Compliance
FCA Covid-19 Survey #5
The FCA has advised; Many of you will be aware that we issued the first phase of the Covid-19 Impact
Qualification requirements for Pension Transfer Specialists
PS18/20 introduced rules to raise qualification levels for pension transfer specialists (PTSs) to require them to obtain the same qualification
FCA videos – Financial Promotions and Consumer Vulnerability
Financial Promotions Case Studies The FCA has produced two short videos of the various products it regulates, and the common
GI – Pricing Practices Survey
The FCA will shortly be asking a sample of Insurers, Price Comparison Websites and Insurance Intermediaries to complete a short
PS21_5 General Insurance Pricing Practices Market Study – implementation timing update
The FCA has issued an addendum that delays the implementation of the rules relating to premium finance disclosure from 01
Fund managers falling short on assessing the value of their funds
One of the issues identified in the FCA’s Asset Management Market Study was a lack of competition among fund providers
Implementation of Investment Firms Prudential Regime
The FCA has published policy statement PS21/6 – Implementation of Investment Firms Prudential Regime (IFPRU). The policy statement
What can you really do to support vulnerable clients?
Following consultation, the FCA published final guidance on vulnerable clients in February 2021 (FG21/1). We wrote about this topic and
Dear CEO General Insurance Intermediaries Client Money Arrangements
Following a series of financial resilience surveys and a letter issued in September last year the FCA has issued a