We are delighted to announce that our new and upgraded Member’s Area will be available on Monday 9th May.
We wrote recently about the Conduct Rules and, in particular, breaches and notifications . See here. This article is intended
Even with all the deferrals of deadlines around implementation of the SMCR as a result of COVID, firms should now
Following on from a draft decision in February, the European Commission has now granted the UK access to EU data.
It has been a busy month for papers and publications at the FCA. These include: New
The FCA has confirmed in PS21/4 that it is proceeding with its previously stated intention to extend the requirement to
The FCA has advised as follows. “As you will be aware, all firms with Directory Persons must have certified /
In December 2020, we reminded readers about the expected changes to FSCS protection after the EU withdrawal period ended on