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A change is as good as a rest they say. So here is a compliance related article that does not […]
Compliance
Action required for most firms
Nothing major, but take note. The FCA has announced that it will be replacing the Financial Resilience Survey […]
Gig Review!
Well, sort of. OK, this is another Consumer Duty themed article but, following our attendance at the FCA’s […]
Consumer Duty: It’s a matter of Principle
Apologies for the Consumer Duty overload but unless you’re taking a regulatory sabbatical, this is very much a hot topic. […]
Consumer Duty isn’t the only thing that’s new on 31 July
Most of the talk in the financial services industry relating to 31/7/23 focuses on Consumer Duty and for good reason, […]
FCA business plan for 2023-24
The FCA has advised as follows: Last year we launched a new three-year strategy to improve outcomes for […]
Consumer Duty – Are you a manufacturer?
In our article last week, we highlighted the deadlines for implementation of Consumer Duty – 30 April and 31 July […]
Have you advised on British Steel pension transfers? Action required!
Firms who have advised clients to transfer away from the British Steel Pension Scheme (BSPS) should be well acquainted with […]
FOS updates
The FCA has announced a call for input. We’ve published a call for input on whether the thresholds […]
Consumer Duty – does the April deadline apply to you?
There are two Consumer Duty deadlines on the horizon. Firms must take note and action as required. 30 […]