Good Consumer Outcomes? 2 August 2023 Lisa CrossCompliance Thomas Fuller, the 17th Century author and historian said that: “Health is not valued till sickness comes.” It […] Read More
Bed and ISA – not so straightforward anymore? 28 June 2023 Lisa CrossCompliance Benjamin Franklin once said: “In this world nothing can be said to be certain, except death and taxes”. You could […] Read More
Negative equity – how much of a risk is it? 7 June 2023 Lisa CrossCompliance In 1644, English judge Sir Edward Coke was quoted as saying: “For a man’s house is his castle” and this […] Read More
Gig Review! 26 April 2023 Lisa CrossCompliance Well, sort of. OK, this is another Consumer Duty themed article but, following our attendance at the FCA’s […] Read More
FCA Consultation Paper 23/3: Financial Services Compensation Scheme – Management Expenses Levy Limit (Issued January 2023) 25 January 2023 Lisa CrossCompliance This Consultation Paper is relevant to all FCA and PRA authorised firms and sets out the FCA and PRA proposals […] Read More
FCA Consultation Paper CP23/1 – Insurance guidance for the support of customers in financial difficulty 18 January 2023 Lisa CrossCompliance This consultation primarily affects insurers and insurance intermediaries. In November 2020, the FCA introduced finalised guidance for insurance […] Read More
Regulatory priorities for 2023 20 December 2022 Lisa CrossCompliance As 2022 comes to an end, all our readers are probably thinking more about the imminent festivities and looking forward […] Read More
FCA – moving to ‘External Multi Factor Authentication’ 20 December 2022 Lisa CrossCompliance The FCA recently advised of incoming changes to how firms access FCA systems. In order to protect firms’ […] Read More
Reminder for firms: Appointed Representatives (ARs) – Data Request 11 October 2022 Lisa CrossCompliance On 9th August 2022 we wrote regarding the changes coming to the Appointed Representative Regime specifically outlining the new rules […] Read More
Consumer Duty starts to take hold 1 September 2022 Lisa CrossCompliance Consumer Duty rules will take full effect from 31 July 2023. However, it is starting to show its face already. […] Read More