New FCA fee for Form A applications
We have been advised by the FCA as follows: “Following our recent revalorisation of the application fees earlier
Lisa Cross
FCA Consumer Duty – Research and Due Diligence
The FCA is consulting on ‘A New Consumer Duty’ and this is receiving considerable press coverage. The consensus of opinion
Strengthening Financial Promotions Rules
The riveting read that is the FCA’s 2021/22 Business Plan sets out their consumer priorities for the year ahead. One of these
FCA COVID survey – tranche 2 dates
We have received details of the latest COVID survey from the FCA. See below for Tranche 2 dates.
FCA Covid-19 Impact Survey
We have received the information below from the FCA. “Many of you will be aware that we issued
FCA – short feedback survey
We have received the following from the FCA. “Many of you will be aware that we issued the
AR applications update
Following the recent FCA changes to combined AR applications with the Approved Persons applications on 16th September, some firms who
Update on SMR and CF (AR) applications
The FCA has published an update on the timescales and delays currently being experienced by firms that submit application for
CP21/25 – FCA consultation on new decision making powers
The FCA is consulting on moving some decision-making from its Regulatory Decisions Committee (RDC) to its Authorisations, Supervision and Enforcement Divisions. This
FCA videos – Financial Promotions and Consumer Vulnerability
Financial Promotions Case Studies The FCA has produced two short videos of the various products it regulates, and the common
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