FCA – short feedback survey
We have received the following from the FCA. “Many of you will be aware that we issued the
Lisa Cross
AR applications update
Following the recent FCA changes to combined AR applications with the Approved Persons applications on 16th September, some firms who
Update on SMR and CF (AR) applications
The FCA has published an update on the timescales and delays currently being experienced by firms that submit application for
CP21/25 – FCA consultation on new decision making powers
The FCA is consulting on moving some decision-making from its Regulatory Decisions Committee (RDC) to its Authorisations, Supervision and Enforcement Divisions. This
FCA videos – Financial Promotions and Consumer Vulnerability
Financial Promotions Case Studies The FCA has produced two short videos of the various products it regulates, and the common
Extension of Annual Financial Crime Reporting Obligations
Policy Statement PS21/4 summarises the FCA’s proposals to increase the number of firms (by circa 4500) who need to submit
DP 21/1 – strengthening financial promotion rules for high-risk investments
The FCA has published a discussion paper on strengthening financial promotion rules for high-risk investments and firms approving financial promotions.
Changes to DB Transfer redress calculations – an update
We wrote about the background to updated redress guidance following the Chancellor’s announcement of changes to the way that the
New FCA online invoicing portal goes live
Further to our recent article regarding the FCA’s plans to launch a new online invoicing portal, the FCA has confirmed
New online fees portal
The FCA is launching a new online invoicing portal on 12 April 2021 for users to access their invoices and
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