Richard Foster

FOS updates

29 March 2023 Richard FosterCompliance

The FCA has announced a call for input. We’ve published a call for input on whether the thresholds

15 February 2023 Richard FosterCompliance

The FCA have advised they will be hosting a series of Live and Local events across the United Kingdom on

18 January 2023 Richard FosterCompliance

We wrote a few weeks ago about incoming changes to how firms access their FCA systems to upgrade data protection.

21 June 2022 Richard FosterCompliance

With Consumer Duty requirements set to take effect in Q2 2023 and ahead of the final rules being published –

31 March 2022 Richard FosterCompliance

In March 2019 the FCA published PS19/8 to increase the ombudsman service’s award limit from £150,000 to £350,000 for complaints

8 February 2022 Richard FosterCompliance

Firms should have heads of compliance and money laundering reporting officers (MLROs) who are suitably competent and capable of effectively

2 December 2021 Richard FosterCompliance

The FCA has published a consultation paper on proposed policy changes to the way its fees will be calculated from

5 October 2021 Richard FosterCompliance

The FCA has recently issued a reminder to firms about forthcoming changes to the UK telephone system. The

20 July 2021 Richard FosterCompliance

The FCA has advised; Many of you will be aware that we issued the first phase of the Covid-19 Impact

30 June 2021 Richard FosterCompliance

The FCA has announced details of the forthcoming credit broking survey. The text of the announcement is shown below.

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