FOS updates
The FCA has announced a call for input. We’ve published a call for input on whether the thresholds […]
Richard Foster
Consumer Duty – FCA Live and Local events
The FCA have advised they will be hosting a series of Live and Local events across the United Kingdom on […]
FCA announce delay to multi-factor authentication
We wrote a few weeks ago about incoming changes to how firms access their FCA systems to upgrade data protection. […]
Ensuring the fair treatment of customers in vulnerable circumstances
With Consumer Duty requirements set to take effect in Q2 2023 and ahead of the final rules being published – […]
FOS Award limit increased
In March 2019 the FCA published PS19/8 to increase the ombudsman service’s award limit from £150,000 to £350,000 for complaints […]
FCA provide guidance on SMF16/17 appointments
Firms should have heads of compliance and money laundering reporting officers (MLROs) who are suitably competent and capable of effectively […]
FCA consults on new fees for 2022/23
The FCA has published a consultation paper on proposed policy changes to the way its fees will be calculated from […]
Operational resilience: preparing for the switch from analogue to digital phone lines
The FCA has recently issued a reminder to firms about forthcoming changes to the UK telephone system. The […]
FCA Covid-19 Survey #5
The FCA has advised; Many of you will be aware that we issued the first phase of the Covid-19 Impact […]
Credit Broking Survey
The FCA has announced details of the forthcoming credit broking survey. The text of the announcement is shown below. […]
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