The FCA has advised as follows: Last year we launched a new three-year strategy to improve outcomes for
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The FCA have advised as follows: “We’re asking a number of firms to complete this survey to help
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The FCA has issued the following information. We have published a Consultation Paper with proposals to replace the
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A new notification rule takes effect from 25 June 2022. Read on for details. Firms will be aware
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The FCA has published a Thematic Review report which provides some observations around the quality of wind-down planning in firms.
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Regulatory references are central to the Senior Managers & Certification Regime (SM&CR). They help firms make informed decisions about the
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Occasionally, we come across firms that are ‘Principal Firms’ – i.e. the firm has Appointed Representatives (AR) but where one
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New rules, transposing the Fifth Money Laundering Directive (5MLD) into UK law took effect on 10 January 2020. One impact
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PS18/20 introduced rules to raise qualification levels for pension transfer specialists (PTSs) to require them to obtain the same qualification
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In its June quarterly consultation paper, the FCA announced proposals to make amendments to the Handbook relating to its powers
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