Alistair MacDougall

Model behaviour

19 December 2023 Alistair MacDougallCompliance

The advent of Consumer Duty has catalysed a lot of focus on fair value, or at least a lot of

11 July 2023 Alistair MacDougallCompliance

Here’s a question. What happens to ongoing adviser charges if the adviser dies? This came up recently when

24 May 2023 Alistair MacDougallCompliance

At a recent compliance seminar, there was much discussion about adviser fees in light of the imminent Consumer Duty requirements.

17 May 2023 Alistair MacDougallCompliance

Niels Bohr, the Nobel laureate in Physics and father of the atomic model, is quoted as saying, “Prediction is very

11 May 2023 Alistair MacDougallCompliance

A change is as good as a rest they say. So here is a compliance related article that does not

29 March 2023 Alistair MacDougallCompliance

In our article last week, we highlighted the deadlines for implementation of Consumer Duty – 30 April and 31 July

22 March 2023 Alistair MacDougallCompliance

There are two Consumer Duty deadlines on the horizon. Firms must take note and action as required. 30

10 March 2023 Alistair MacDougallCompliance

Consumer Duty will require most firms to review their business model and, in particular the value of the services they

10 March 2023 Alistair MacDougallCompliance

There has been lots of political talk in recent months about the need for economic growth. Has to be a

25 November 2022 Alistair MacDougallCompliance

We have received the following from the FCA. We want to draw attention to a new FCA publication;

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