The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions
New rules, transposing the Fifth Money Laundering Directive (5MLD) into UK law took effect on 10 January 2020. One impact
The Financial Conduct Authority (FCA), in May 2021, issued a Dear CEO letter entitled “Action needed in response to common
The FCA has published policy statement PS21/6 – Implementation of Investment Firms Prudential Regime (IFPRU). The policy statement
It will be a surprise to few in our industry that those firms involved in defined benefit pension transfer business
Policy Statement PS21/4 summarises the FCA’s proposals to increase the number of firms (by circa 4500) who need to submit
Following on from our previous articles on FG21/3, we will look today at another of the interesting areas covered by
Alongside the rules introduced in October 2020 by Policy Statement (PS 20/6), the FCA published an accompanying guidance consultation (GC
Updates to be aware of ...
You suspect a client is being scammed - what do you do?