In April 2020, the FCA set out their expectations to help solo-regulated firms apply the SM&CR following the exceptional circumstances arising
Read more
Scams are a scourge of the modern age. Of course, scammers and scams have probably existed for as long as
Read more
We completed the latest upgrade to ATEB suitability on 12th July 2020. This is another significant update to our software
Read more
The Data Protection Act 2018 (DPA 2018) requires anyone 'processing' personal data to have a lawful basis for doing so.
Read more
We have completed the latest upgrade to ATEB suitability on 5th April 2020. This is a significant update to our
Read more
Today's the day ... In June 2019 we published an article summarising key points relating to the 5 MLD Transposition
Read more
The new rules, transposing the Fifth Money Laundering Directive (5MLD) into UK law took effect on 10 January 2020. You
Read more
What’s in store for firms in 2020? In our first newsletter of 2020, we mentioned that pace of regulatory changes
Read more
In a recent article, we described the letter that the FCA is sending to firms that have been involved in
Read more
Capacity for Loss - so misunderstood! We have written about Capacity for Loss (CFL) before, so we were interested when,
Read more