New Data Integration with Plannr
We are thrilled to announce that Plannr CRM has been added to our list of data integration partners.
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ML
Trending now
And trending previously too! During the past year or so, and in tandem with ATEB becoming part of
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Model behaviour
The advent of Consumer Duty has catalysed a lot of focus on fair value, or at least a lot of
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What story do your files tell?
The FCA’s Retirement Income Advice thematic review seems to be gathering momentum and the latest developments come as no surprise.
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Consumer Duty: FCA Multi-Firm Review
The FCA has published the results of its review of the Consumer Duty implementation plans of larger firms, in order
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FCA provide guidance on SMF16/17 appointments
Firms should have heads of compliance and money laundering reporting officers (MLROs) who are suitably competent and capable of effectively
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Regulatory permission – use it or lose it
The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions
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Trust Registration Service – update
New rules, transposing the Fifth Money Laundering Directive (5MLD) into UK law took effect on 10 January 2020. One impact
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Anti Money Laundering Review …… Dear CEO – Banking Sector
The Financial Conduct Authority (FCA), in May 2021, issued a Dear CEO letter entitled “Action needed in response to common
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Implementation of Investment Firms Prudential Regime
The FCA has published policy statement PS21/6 – Implementation of Investment Firms Prudential Regime (IFPRU). The policy statement
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