The FCA has published policy statement PS21/6 – Implementation of Investment Firms Prudential Regime (IFPRU). The policy statement
It will be a surprise to few in our industry that those firms involved in defined benefit pension transfer business
Policy Statement PS21/4 summarises the FCA’s proposals to increase the number of firms (by circa 4500) who need to submit
Following on from our previous articles on FG21/3, we will look today at another of the interesting areas covered by
Alongside the rules introduced in October 2020 by Policy Statement (PS 20/6), the FCA published an accompanying guidance consultation (GC
Updates to be aware of ...
You suspect a client is being scammed - what do you do?
New Content Integrations from Leading Third-Parties and Much More
Take care not to be caught out if the client provides details of another person.
The one with Providers, Investments & Custom Appendices