Last week the FCA issued a Dear CEO Letter to firms in the Consumer Investment sector to “help them implement
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The FCA has published the results of its review of the Consumer Duty implementation plans of larger firms, in order
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This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel
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This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel
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The FCA can now vary or cancel permissions more quickly than previously applied. What is changing The FCA
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The FCA is devoting a great deal of weight to its upcoming Consumer Duty regulations. These will be finalised in
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We often see pension transfer cases where the client is in ill health and with this as the primary driver
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The FCA is requesting that firms who have general insurance permissions (and premium finance providers), complete an online survey in
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The new UK Investment Firms Prudential Regime (“IFPR”) came into force on 1 January 2022 and applies to UK investment
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The Investment Firms Prudential Regime (IFPR) represents a significant upheaval to the rules around prudential requirements for “FCA investment firms”.
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