Reviews. What do yours look like?
Review. It’s a simple word, but depending upon who you speak to, it can have several meanings. There are […]
MiFID
Suitability reports – silver bullet, or not?
If you ask most advice firms which part of the advice process consumes the most time, most will reply: “Suitability […]
The ongoing advice charge conundrum
A high proportion of advice firms operate a largely recurring income model and with this comes the obligation to conduct […]
Action required for most firms
Nothing major, but take note. The FCA has announced that it will be replacing the Financial Resilience Survey […]
CIPs and Independence – what’s all the fuss about?
Many firms are now operating their own preferred investment solution – a Centralised Investment Proposition (CIP) – which they seemingly […]
Can you advise on Shares?
What do you do? Your client has inherited some (insert company name) shares and she asks you, as her trusted […]
10% Portfolio Drop Rule – dropped!
As part of the Government’s reforms of previous EU legislation, next on the list is the proposal to scrap the […]
New Content Integration with EBI, Periodic Review Template Updates & Much More
We have completed the latest upgrade to ATEB Suitability on 14th August 2022. This update comes at no additional cost […]
Pension switches – what is required?
We have covered regulatory requirements around replacement business, more commonly referred to as switch business, before. As this appears to […]
IFPR and Remuneration Policy
The new UK Investment Firms Prudential Regime (“IFPR”) came into force on 1 January 2022 and applies to UK investment […]