We completed the latest upgrade to ATEB Suitability on 6th April 2021. This update comes at no additional cost and
In readiness for the release of a host of new features, we’re writing to inform you about a scheduled maintenance
The FCA has announced a review of the 10% depreciation notifications requirement. This requirement came into being with MiFIDII in
Assessing suitability has always essentially been based around the same overarching principles … The recommended product type should
In Market Watch 66, the FCA reminded firms of its requirements for firms in relation to recording telephone conversations and
Only a few weeks to go. Are you ready?
Do firms need to disclose trail commmission on pre-RDR legacy products?
The FCA has published rules that will apply following the end of the EU Withdarawal Transition in December 2020.
You are probably familiar with the concept of a target market under PROD rules. What about the negative target market?
New rules around ESG investing are expected in 2021. Firms should start preparations sooner than later.