It has been a busy month for papers and publications at the FCA. These include: New
We have received the following from the FCA. ATEB can help firms get over the line – call +44 (0)
The FCA has advised as follows. “As you will be aware, all firms with Directory Persons must have certified /
The FCA has been writing to some firms recently with an ‘ACT NOW’ message, stating: “We are writing to you
March is almost here and Spring is in the air. So probably the last thing you are thinking about is
The FCA has published three papers giving an insight on what the regulatory focus has been and is likely to
Approvals are currently taking longer than normal.
Make sure you meet the SM&CR deadlines.
Updates to be aware of ...
Firms are reminded of the requirements and deadlines for implementing the SM&CR.