Managing drawdown
In recent months, firms have been asking us about the process for managing drawdown plans. What do the rules require?
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Back to basics
It will be a surprise to few in our industry that those firms involved in defined benefit pension transfer business
Papers galore!
It has been a busy month for papers and publications at the FCA. These include: New
Considering a workplace pension in a pension transfer recommendation
Firms involved with pension transfer business will know that there is a requirement to consider an available workplace pension (WPS)
Making platform transfers simpler
Way back in December 2019, the FCA published PS19/29 – Making Transfers Simpler. The policy statement and accompanying rules were
Should clients take Abridged Advice?
Assessing suitability has always essentially been based around the same overarching principles … The recommended product type should
Another pension switch bites the dust
Yet another switch has been found wanting at the FOS.
New Content Integrations from Leading Third-Parties and much more
New Content Integrations from Leading Third-Parties and Much More
Adviser only platforms
Is it risky to recommend a client invests via an adviser only platform?
Acquiring or selling a business
What needs to be considered when buying or selling an adviser firm?