A happy retirement 26 January 2024 Paul JayCompliance Not, as you may think, an article about problems related to PP switching (watch this space though), but a brief […] Read More
Trending now 10 January 2024 Paul JayCompliance And trending previously too! During the past year or so, and in tandem with ATEB becoming part of […] Read More
Model behaviour 19 December 2023 Alistair MacDougallCompliance The advent of Consumer Duty has catalysed a lot of focus on fair value, or at least a lot of […] Read More
Template Enhancements + New Content Management Updates 19 December 2023 David AndersonSuitability We have completed the latest upgrade to ATEB Suitability on 19th December 2023. This update comes at no additional cost […] Read More
Best interests. Whose? 8 November 2023 Paul JayCompliance You’d have thought that poor advice was becoming a rarity by now wouldn’t you? But no, it still seems to […] Read More
Template Enhancements + New Morningstar & Transact-BlackRock Content Integrations 26 October 2023 Doug McFarlaneSuitability We have completed the latest upgrade to ATEB Suitability on 26th October 2023. This update comes at no additional cost […] Read More
Unravelling client objectives 20 September 2023 Paul JayCompliance Client objectives are the starting point for virtually all advice scenarios, but how often do the objectives recorded on file […] Read More
Consumer Duty – the shape of things to come? 30 August 2023 Paul JayCompliance In its numerous publications prior to the implementation of Consumer Duty, the FCA promised that it would be more proactive […] Read More
The replacement business blind spot? 16 August 2023 Paul JayCompliance We’ve been involved with a number of firms who are on the acquisition trail and as part of the due […] Read More
What lies beneath? 14 June 2023 Paul JayCompliance One of the FCA’s recent publications, Regulation Round Up, contained several interesting articles. Of course, Consumer Duty occupied plenty of […] Read More