Making platform transfers simpler
Way back in December 2019, the FCA published PS19/29 – Making Transfers Simpler. The policy statement and accompanying rules were
Switch
Should clients take Abridged Advice?
Assessing suitability has always essentially been based around the same overarching principles … The recommended product type should
Another pension switch bites the dust
Despite the very limited holiday options currently available, here at ATEB, we have never been so busy so a break
New Content Integrations from Leading Third-Parties and much more
We completed the latest upgrade to ATEB suitability on 12th July 2020. This is another significant update to our software
Adviser only platforms
There was an interesting FOS case reported recently. The client had a pension portfolio invested via a platform before engaging
Acquiring or selling a business
It seems that barely a week goes by without yet another acquisition or two being reported in the financial media.
If it’s not written down, it doesn’t exist
How often have you heard that sentiment expressed by some compliance person? Interesting FOS decision The continued relevance of that
If it’s not written down, it doesn’t exist
"If it's not written down, it doesn't exist." How often have you heard that sentiment expressed by some compliance person?
COVID-19: Guidance for financial firms
In light of the continuing and increasing concerns over the COVID-19 virus and its impact on the economy and consequently
Launching 3 new Content Management Features (Providers, Investments & Custom Appendices)
We have completed the latest upgrade to ATEB suitability on 5th April 2020. This is a significant update to our