Do you mark your own homework?
Most firms will have at least vague recollections of the FSA’s thematic review of pension switching and the report it […]
Switch
Consumer Duty – Identifying Foreseeable Harm
Niels Bohr, the Nobel laureate in Physics and father of the atomic model, is quoted as saying, “Prediction is very […]
Gig Review!
Well, sort of. OK, this is another Consumer Duty themed article but, following our attendance at the FCA’s […]
ATEB Suitability Upgrade – Tax Year End Changes
Our report writing software has been fully updated to accommodate changes to allowances, rates and reliefs in advance of the […]
CIPs and Independence – what’s all the fuss about?
Many firms are now operating their own preferred investment solution – a Centralised Investment Proposition (CIP) – which they seemingly […]
FCA – moving to ‘External Multi Factor Authentication’
The FCA recently advised of incoming changes to how firms access FCA systems. In order to protect firms’ […]
New Ad-hoc Suitability Review Template
We have completed the latest upgrade to ATEB Suitability on 10th November 2022. This update comes at no additional cost […]
New Content Integration with EBI, Periodic Review Template Updates & Much More
We have completed the latest upgrade to ATEB Suitability on 14th August 2022. This update comes at no additional cost […]
New pension nudge rules
One of our clients recently received this note from a SIPP provider. “You may already be aware that […]
Pension switches – what is required?
We have covered regulatory requirements around replacement business, more commonly referred to as switch business, before. As this appears to […]