FCA Covid-19 survey to be repeated
We have been advised by the FCA that they intend to issue yet another Covid-19 survey shortly. This is the
Mortgage
STOP PRESS: Directory Persons Information
We have received the following from the FCA. ATEB can help firms get over the line – call +44 (0)
Upgraded Periodic Review Template with Costs and Charges Statement + Much More
We completed the latest upgrade to ATEB Suitability on 6th April 2021. This update comes at no additional cost and
GI and mortgage intermediary firms – PII cover and pandemic exclusions
The significant increase in PII costs for firms providing investment advice in recent years and the difficulties for firms doing
FCA Covid-19 Impact Survey
The FCA has asked us to inform all our client firms about the upcoming Covid-19 survey. See below. “Many of
Is your website compliant?
Most adviser websites are financial promotions. Is yours compliant?
Upgraded Costs and Charges Statement Template & Much More
Upgraded Costs and Charges Statement & Much More
Portfolio letter to Mortgage Intermediaries
The FCA has written to mortgage intermediaries setting out its expectations for mitigating identified risks to customers.
FCA Covid-19 Impact Survey
The FCA is issuing a mandatory survey to firms over the next couple of weeks.
The importance of ‘knowledge and experience’
How do you assess and take account of the client's knowledge and experience?