The significant increase in PII costs for firms providing investment advice in recent years and the difficulties for firms doing
The FCA has asked us to inform all our client firms about the upcoming Covid-19 survey. See below. “Many of
Most adviser websites are financial promotions. Is yours compliant?
Upgraded Costs and Charges Statement & Much More
The FCA has written to mortgage intermediaries setting out its expectations for mitigating identified risks to customers.
The FCA is issuing a mandatory survey to firms over the next couple of weeks.
How do you assess and take account of the client's knowledge and experience?
Abridged Advice Report Tweaks & New Provider Text
The FCA has published rules that will apply following the end of the EU Withdarawal Transition in December 2020.
Firms providing pension transfer advice must consider an available workplace pension as a destination for any transfer.