Urgent update: Covid-19 Impact Survey 27 August 2021 Shirley McKenzieCompliance We have received the following correspondence from the FCA: “On 12 August 2021, we sent the below e-mail* […] Read More
Template Enhancements including ‘Risk Warning’ & Power of Attorney Changes 16 July 2021 David AndersonSuitability We completed the latest upgrade to ATEB Suitability on 15th July 2021. This update comes at no additional cost and […] Read More
Template Updates including ‘Whole of Life Cover’ Considerations for Defined Benefit Scheme Transfer Recommendations 9 July 2021 David AndersonSuitability We completed the latest upgrade to ATEB Suitability on 9th July 2021. This update comes at no additional cost and […] Read More
What can you really do to support vulnerable clients? 6 July 2021 Alistair MacDougallCompliance Following consultation, the FCA published final guidance on vulnerable clients in February 2021 (FG21/1). We wrote about this topic and […] Read More
Back to basics 15 June 2021 Alistair MacDougallCompliance It will be a surprise to few in our industry that those firms involved in defined benefit pension transfer business […] Read More
Product Enhancements & Content Management Updates 27 May 2021 Doug McFarlaneSuitability We completed the latest upgrade to ATEB Suitability on 27th May 2021. This update comes at no additional cost and […] Read More
FCA Covid-19 survey to be repeated 7 May 2021 Shirley McKenzieCompliance We have been advised by the FCA that they intend to issue yet another Covid-19 survey shortly. This is the […] Read More
STOP PRESS: Directory Persons Information 22 April 2021 Shirley McKenzieCompliance We have received the following from the FCA. ATEB can help firms get over the line – call +44 (0) […] Read More
Upgraded Periodic Review Template with Costs and Charges Statement + Much More 6 April 2021 Doug McFarlaneSuitability We completed the latest upgrade to ATEB Suitability on 6th April 2021. This update comes at no additional cost and […] Read More
GI and mortgage intermediary firms – PII cover and pandemic exclusions 16 March 2021 Shirley McKenzieCompliance The significant increase in PII costs for firms providing investment advice in recent years and the difficulties for firms doing […] Read More