Action required – Firms with Appointed Representatives
The FCA has issued the following reminders for Principal Firms. Respond to our request for information about Appointed
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Shirley McKenzie
Thematic review of retirement income advice
The FCA has announced that it will shortly be undertaking a thematic review to assess the advice consumers are receiving
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What’s in a name?
Having recently seen examples of firms registering trading names in the wrong circumstances and/or using them in a way which
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FCA RegData guidance
As previously advised, the FCA has now replaced Gabriel with RegData as the new data collection platform for gathering regulatory
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Consumer Duty – FCA information and help
The FCA has added to its published information relating to Consumer Duty to help firms with implementation. The
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Financial Sanctions Checks
In response to Russia’s invasion of Ukraine, the FCA published information about the tranche of sanctions announced in relation to
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FCA delays Consumer Duty rules
The FCA has confirmed a delay to the introduction of Consumer Duty rules. The press release details are described in
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British Steel Transfers – Asset Retention
The FCA has made the following announcement. “This morning we have announced that we are using emergency powers to prevent
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How accurate is the data your firm submits to the FCA?
The FCA set out in its Business Plan 21/22 how it is changing to improve performance and meet future challenges.
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FCA fee changes
The FCA has advised upcoming changes to authorisation application fees as follows: “On 24 January we’ll be simplifying
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