British Steel Transfers – Asset Retention
The FCA has made the following announcement. “This morning we have announced that we are using emergency powers to prevent
Shirley McKenzie
How accurate is the data your firm submits to the FCA?
The FCA set out in its Business Plan 21/22 how it is changing to improve performance and meet future challenges.
FCA fee changes
The FCA has advised upcoming changes to authorisation application fees as follows: “On 24 January we’ll be simplifying
Early Oversight Function Pilot
The FCA set out in its Business Plan 21/22 how it is changing to improve performance and meet future challenges,
FCA website URL
Redirect links from fsa.gov.uk to fca.org.uk will stop working on 1 October 2021. After 8 years, the fsa.gov.uk
Data protection – ICO mailing campaign
One of our clients recently asked this ‘easy’ question. “We are a limited company but the firm is
Urgent update: Covid-19 Impact Survey
We have received the following correspondence from the FCA: “On 12 August 2021, we sent the below e-mail*
FCA survey – reply dates extended
We wrote with details of the latest FCA survey. You can read those details here. The FCA has now extended
Regulation of pre-paid funeral plans
We have received the following from the FCA: “The FCA will regulate the sale and administration of pre-paid
Change of legal status
From 1 June 2021, the FCA will no longer be accepting Change of Legal Status applications. Instead, if you are
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