Minimum Pension Age Regulatory Change in ATEB Suitability
Following the release of a consultation paper on 10th February 2021 by HM Treasury, we have now added a ‘Proposed
Update
Passporting
Since the end of the BREXIT transitional period on 31 December 2020, we have received quite a few queries from
Scam emails
We have recently been made aware of scam emails appearing to request firms to provide information via RegData, which the
FCA publications on Consumer Investments
The FCA has been busy. Monday saw the publication of three FCA publications on Consumer Investments. A Consumer Investments
FCA – Update on SMR and CF (AR) applications
When the Senior Managers and Certification Regime (SM&CR) became effective for solo regulated firms on 9 December 2019, the FCA
SM&CR and coronavirus: FCA expectations for solo-regulated firms – December 2020 update
In April 2020, the FCA set out their expectations to help solo-regulated firms apply the SM&CR following the exceptional circumstances arising
Approved Persons Regime (APR) and coronavirus: FCA’s December 2020 update
Twelve-week Rule. In June 2020, the FCA issued a statement detailing their expectations regarding the Approved Persons Regime-coronavirus and introduced a
FCA Systems Outage
We have received the following update from the FCA; As communicated on 26 October, we will incrementally publish Directory Persons
Upgraded Costs and Charges Statement Template & Much More
We completed the latest upgrade to ATEB Suitability on 29th November 2020. Following the recent release of our new Xplan
Claims Management Portfolio Letter
For reasons that will be obvious to most readers, Claims Management Companies (CMCs) are generally not popular with adviser firms.