Following the release of a consultation paper on 10th February 2021 by HM Treasury, we have now added a ‘Proposed
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Since the end of the BREXIT transitional period on 31 December 2020, we have received quite a few queries from
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We have recently been made aware of scam emails appearing to request firms to provide information via RegData, which the
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The FCA has been busy. Monday saw the publication of three FCA publications on Consumer Investments. A Consumer Investments
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When the Senior Managers and Certification Regime (SM&CR) became effective for solo regulated firms on 9 December 2019, the FCA
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In April 2020, the FCA set out their expectations to help solo-regulated firms apply the SM&CR following the exceptional circumstances arising
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Twelve-week Rule. In June 2020, the FCA issued a statement detailing their expectations regarding the Approved Persons Regime-coronavirus and introduced a
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We have received the following update from the FCA; As communicated on 26 October, we will incrementally publish Directory Persons
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We completed the latest upgrade to ATEB Suitability on 29th November 2020. Following the recent release of our new Xplan
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For reasons that will be obvious to most readers, Claims Management Companies (CMCs) are generally not popular with adviser firms.
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