FOS updates
The FCA has announced a call for input. We’ve published a call for input on whether the thresholds […]
Update
Keeping up with growth
There has been lots of political talk in recent months about the need for economic growth. Has to be a […]
CIPs and Independence – what’s all the fuss about?
Many firms are now operating their own preferred investment solution – a Centralised Investment Proposition (CIP) – which they seemingly […]
Advice – Simplified?
The FCA has published proposals for a simplified advice regime, but don’t get too excited – just yet. At […]
FCA Consultation Paper 23/3: Financial Services Compensation Scheme – Management Expenses Levy Limit (Issued January 2023)
This Consultation Paper is relevant to all FCA and PRA authorised firms and sets out the FCA and PRA proposals […]
FCA announce delay to multi-factor authentication
We wrote a few weeks ago about incoming changes to how firms access their FCA systems to upgrade data protection. […]
New Ad-hoc Suitability Review Template
We have completed the latest upgrade to ATEB Suitability on 10th November 2022. This update comes at no additional cost […]
What’s in a name?
Having recently seen examples of firms registering trading names in the wrong circumstances and/or using them in a way which […]
FCA RegData guidance
As previously advised, the FCA has now replaced Gabriel with RegData as the new data collection platform for gathering regulatory […]
Consumer Duty – FCA information and help
The FCA has added to its published information relating to Consumer Duty to help firms with implementation. The […]