The FCA has published proposals for a simplified advice regime, but don’t get too excited – just yet. At
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This Consultation Paper is relevant to all FCA and PRA authorised firms and sets out the FCA and PRA proposals
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We wrote a few weeks ago about incoming changes to how firms access their FCA systems to upgrade data protection.
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We have completed the latest upgrade to ATEB Suitability on 10th November 2022. This update comes at no additional cost
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Having recently seen examples of firms registering trading names in the wrong circumstances and/or using them in a way which
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As previously advised, the FCA has now replaced Gabriel with RegData as the new data collection platform for gathering regulatory
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The FCA has added to its published information relating to Consumer Duty to help firms with implementation. The
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Following the new Chancellor’s fiscal statement on 23rd September 2022 we have updated ATEB Suitability to incorporate the changes to
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We have completed the latest upgrade to ATEB Suitability on 7th September 2022. This comes at no additional cost and
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We have completed the latest upgrade to ATEB Suitability on 14th August 2022. This update comes at no additional cost
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