FCA Thematic Review – RDR So Far
RDR requires advice to be free from bias, clearly explained and transparently charged. The FCA is currently conducting a three-stage thematic […]
Update
ATEB RDR Supervisor’s Course
For IFAs and Mortgage Brokers FCA rules and guidance state that: “Firms should ensure that those supervising employees ……. have […]
FCS Transitional Arrangements
As you will be aware the Financial Services Authority ceased to be and the Financial Conduct Authority took over the […]