October 2017 Update
More Choice - More Flexibility - More Relevance
Update
Suitability reports under MiFID II
Many firms will need to make changes to their suitability processes.
September 2017 Update
Defined Benefit Transfers
Money Laundering Regulations 2017
Updated Money Laundering regulations now in force
April 2017 Update
More Choice - More Flexibility - More Relevance
2017/18 Tax Year Changes
In consideration of the 2017/18 Tax Year, please note the following changes to ATEB suitability for your records. Effective from […]
Treatment of Politically Exposed Persons (PEPs)
This is a uesful FCA consultation if you have PEPs
Further Gabriel updates
FCA has introduced further enhancements to GABRIEL returns.
FCA publishes a useful 10 minute Financial Crime webcast for consumer credit firms
Does your firm have sufficiently robust systems and controls, policies and procedures and governance in place to mitigate financial crime?
September 2016 Update
More Choice - More Flexibility - More Relevance