Update

Budget Changes 2014

26 March 2014 David AndersonSuitability

As I am sure you will be aware the chancellor’s budget last week throws a few curve balls for the

20 January 2014 Steve BaileyCompliance

Our professional body has highlighted a financial scam within our industry that you should be aware of

17 December 2013 Steve BaileyCompliance

The FCA has listened to industry feedback and has reduced the CCL licence fee for small firms.

1 November 2013 Steve BaileyCompliance

We have summarised the key points from recent FCA MMR Intermediary Workshops in this news article. There are some interesting

1 October 2013 Steve BaileyCompliance

We have recently attended a seminar where the FCA Authorisations department estimated that they will receive around 51,000 applications, although

27 September 2013 Steve BaileyCompliance

The FCA has back-tracked on the new Capital Resource requirements!

15 September 2013 Steve BaileyCompliance

As you may be aware the regulation of consumer credit will move from the Office of Fair Trading (OFT) to

16 August 2013 Steve BaileyCompliance

RDR requires advice to be free from bias, clearly explained and transparently charged. The FCA is currently conducting a three-stage thematic

6 June 2013 Steve BaileyCompliance

For IFAs and Mortgage Brokers FCA rules and guidance state that: “Firms should ensure that those supervising employees ……. have

2 April 2013 Steve BaileyCompliance

As you will be aware the Financial Services Authority ceased to be and the Financial Conduct Authority took over the