“I’ve started so I’ll finish …”. A well known catchphrase first coined by Magnus Magnusson, the original presenter of the
The FCA has advised; Many of you will be aware that we issued the first phase of the Covid-19 Impact
One of the issues identified in the FCA’s Asset Management Market Study was a lack of competition among fund providers
The FCA has published policy statement PS21/6 – Implementation of Investment Firms Prudential Regime (IFPRU). The policy statement
Following on from a draft decision in February, the European Commission has now granted the UK access to EU data.
Based on data and live visits to firms during the period from April 2015 to rule changes in 2018 and
It is likely that all our readers have heard of cryptocurrency, probably in the guise of Bitcoin. This cryptocurrency and
Following consultation in CP20/23, which was published in December 2020, the FCA has made changes to the Handbook.
Everyone involved with defined benefit pension transfer advice should by now be very aware that contingent charging is banned for
The FCA has published a discussion paper on strengthening financial promotion rules for high-risk investments and firms approving financial promotions.