The Final Countdown to Senior Managers and Certificate Regime (SM&CR)
March is almost here and Spring is in the air. So probably the last thing you are thinking about is
2020
Making platform transfers simpler
Way back in December 2019, the FCA published PS19/29 – Making Transfers Simpler. The policy statement and accompanying rules were
Passporting
Since the end of the BREXIT transitional period on 31 December 2020, we have received quite a few queries from
FCA publications on Consumer Investments
The FCA has been busy. Monday saw the publication of three FCA publications on Consumer Investments. A Consumer Investments
FCA – Update on SMR and CF (AR) applications
When the Senior Managers and Certification Regime (SM&CR) became effective for solo regulated firms on 9 December 2019, the FCA
SM&CR and coronavirus: FCA expectations for solo-regulated firms – December 2020 update
In April 2020, the FCA set out their expectations to help solo-regulated firms apply the SM&CR following the exceptional circumstances arising
Approved Persons Regime (APR) and coronavirus: FCA’s December 2020 update
Twelve-week Rule. In June 2020, the FCA issued a statement detailing their expectations regarding the Approved Persons Regime-coronavirus and introduced a
Free Pension Transfer Webinars
You might have seen our various articles covering off the changes to Pension Transfer rules introduced with PS20/06 that came
A peek into the future
History tells us that, in the months and years following a pandemic, innovation thrives, politically, scientifically and economically. Pandemics are
FSCS protection post BREXIT transition
You may have seen some coverage in the trade press over the past year or so about changes to FSCS