FT Adviser published an article on 21 September under the heading ‘How to advise on DB transfers’. We would like
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The FCA has published an update on the timescales and delays currently being experienced by firms that submit application for
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New rules, transposing the Fifth Money Laundering Directive (5MLD) into UK law took effect on 10 January 2020. One impact
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Most readers will be aware of the FCA’s successful legal action in what has been widely referred to as the
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We have received the following correspondence from the FCA: “On 12 August 2021, we sent the below e-mail*
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The rules that came into effect in October 2020 arrived under a headline objective of ‘banning contingent charging’. Inevitably, the
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“I’ve started so I’ll finish …”. A well known catchphrase first coined by Magnus Magnusson, the original presenter of the
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The FCA has advised; Many of you will be aware that we issued the first phase of the Covid-19 Impact
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One of the issues identified in the FCA’s Asset Management Market Study was a lack of competition among fund providers
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The FCA has published policy statement PS21/6 – Implementation of Investment Firms Prudential Regime (IFPRU). The policy statement
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