SM&CR and coronavirus: FCA expectations for solo-regulated firms – December 2020 update
Updates to be aware of ...
2020
Approved Persons Regime (APR) and coronavirus: FCA’s December 2020 update
Coronavirus updates to be aware of ...
Free Pension Transfer Webinars
Our webinars are available without charge for a limited period.
A peek into the future
Some questions to ponder ...
FSCS protection post BREXIT transition
Are you aware of the changes to consumer protection?
FCA – permanent ban on the promotion of speculative illiquid securities, including mini-bonds, to retail customers
New rules for firms in relation to NMPIs, SISs or mini bonds.
FCA Systems Outage
Dates to note.
Pension transfers – scheme information
Scheme data templates are available to make the process of obtaining scheme and member information more efficient.
Upgraded Costs and Charges Statement Template & Much More
Upgraded Costs and Charges Statement & Much More
Claims Management Portfolio Letter
FCA expectations of all firms involved in claims management, including advisers wanting to help their own clients to pursue a