Supervisor training 2019

FCA rules and guidance state that “Firms should ensure that those supervising employees … have the necessary coaching and assessment skills … to act as a competent supervisor and assessor.”

It is important therefore that firms can demonstrate that they meet the FCA’s rules and guidance in this respect.

ATEB provides training to address this need. Details of the next scheduled supervisor workshop are shown below. 


Supervisor Training Workshop – 24 October 2019

This workshop is aimed at new supervisors and will cover the following aspects.

  • Overview of general T&C requirements on regulated firms;
  • Setting customer facing sales process standards;
  • Consistent and accurate assessment skills;
  • Theory of coaching and training;
  • Training Needs Analysis completion;
  • Constructing SMARTA development plans;
  • Structuring one to ones;
  • Monitoring performance.


Location: To be confirmed – likeley to be in the Midlands;
Duration: All day;
Cost:        £200 plus VAT per person.

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

For information.

Action Required By You

  • Contact your ATEB consultant if you are interested in attending this workshop or contact ATEB here.
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About the Author

Technical Manager - Often referred to as the Oracle or the Sage, Alistair has a wealth of financial services experience. He is our go-to Technical Manager and enjoys nothing more than a complicated conundrum. Feel free to test his renowned knowledge by getting in touch.

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