Pension Transfer – FCA Advice Checker
Back in June 2020, the FCA published an ‘advice checker’ to help consumers assess whether pension transfer advice they had
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Awareness of the new FCA rule changes of sustainability
You read it here first – probably! The FCA has finalised new rules around disclosure in relation to sustainability.
IFPR and Remuneration Policy
The new UK Investment Firms Prudential Regime (“IFPR”) came into force on 1 January 2022 and applies to UK investment
Advising non-UK clients
Despite the fact that the UK ceased to be a member of the EU/EEA almost a year ago, we are
AR survey
The FCA is requesting completion of a survey from firms with Appointed Representatives (ARs). Where applicable, firms may already have
FCA Business Plan – 2021/22
Publication of the FCA’s Business Plan for 2021/22 was delayed from its usual spot in April, finally appearing at the
Trust Registration Service – update
New rules, transposing the Fifth Money Laundering Directive (5MLD) into UK law took effect on 10 January 2020. One impact
Sustainable investing – a wild frontier?
We have written before about ‘ethical’ or ‘sustainable’ investing, most recently here, in recognition of the increasing presence of and
EU recognises UK data protection laws
Following on from a draft decision in February, the European Commission has now granted the UK access to EU data.
ESG, ESG, ESG!
Well, 21 March has come and gone and, while it is presumed that the EU’s new disclosure rules around sustainable
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