Assessing suitability has always essentially been based around the same overarching principles … The recommended product type should
In Market Watch 66, the FCA reminded firms of its requirements for firms in relation to recording telephone conversations and
It is 2021 and, although the lockdown might give readers a sense of deja vu, there are some changes to
Many of the FCA rules around firms' websites are those related to financial promotions. Not every website is a financial
For reasons that will be obvious to most readers, Claims Management Companies (CMCs) are generally not popular with adviser firms.
Talk about tempting fate! We pondered whether to publish this article now or wait just a little longer. In favour
Most readers will probably be aware that the Data Protection Act 2018 (DPA 2018), which is based on the EU
On 6 February 2020, the European Insurance and Occupational Pensions Authority (EIOPA) published final Guidelines on outsourcing to cloud service
Considering that all the pre-publication buzz around PS20/06 was about the ban on contingent charging - will they, won't they?
In part one of this series, we covered the big headline item from Policy Statement 20/06, namely the coming ban