“I’ve started so I’ll finish …”. A well known catchphrase first coined by Magnus Magnusson, the original presenter of the
Based on data and live visits to firms during the period from April 2015 to rule changes in 2018 and
On 25 May 2018, the Data Protection Act 2018 came into force and represented the UK’s adoption of the EU’s
The FCA has announced a review of the 10% depreciation notifications requirement. This requirement came into being with MiFIDII in
In February, the FCA published ‘Finalised guidance FG21/1: Guidance for firms on the fair treatment of vulnerable customers’. In launching
Assessing suitability has always essentially been based around the same overarching principles … The recommended product type should
In Market Watch 66, the FCA reminded firms of its requirements for firms in relation to recording telephone conversations and
It is 2021 and changes are afoot ...
Most adviser websites are financial promotions. Is yours compliant?
FCA expectations of all firms involved in claims management, including advisers wanting to help their own clients to pursue a