On 25 May 2018, the Data Protection Act 2018 came into force and represented the UK’s adoption of the EU’s
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The FCA has announced a review of the 10% depreciation notifications requirement. This requirement came into being with MiFIDII in
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In February, the FCA published ‘Finalised guidance FG21/1: Guidance for firms on the fair treatment of vulnerable customers’. In launching
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Assessing suitability has always essentially been based around the same overarching principles … The recommended product type should
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In Market Watch 66, the FCA reminded firms of its requirements for firms in relation to recording telephone conversations and
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It is 2021 and changes are afoot ...
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Most adviser websites are financial promotions. Is yours compliant?
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FCA expectations of all firms involved in claims management, including advisers wanting to help their own clients to pursue a
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Only a few weeks to go. Are you ready?
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The EU/US Privacy Shield agreement has been struck down by the ECJ.
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