US Privacy Shield does not protect privacy – ECJ
The EU/US Privacy Shield agreement has been struck down by the ECJ.
2018
Outsourcing to cloud and other IT service providers
Existing FCA guidance continues to apply rather than new EU guidelines.
PS20/06 – part four: Just one more thing?
This policy statement covers far more than the ban on contingent charging for transfer advice.
PS20/06 – part two
The second part of our series covering the implications of PS20/06. This time ... Abridged Advice.
Data protection for joint parties
Take care not to be caught out if the client provides details of another person.
Recording calls and meetings
We wrote in our last Newsletter about call recording and the FCA’s view on any issues that might arise during […]
Recording calls and meetings
How is client audio considered for the purposes of data protection?
Call recording issues
The FCA has issued a statement in respect of firms' call recording obligations during the COVID-19 emergency.
Clients – according to PROD
Firms should consider the PROD target market attributes when segmenting clients and creating an investment proposition.
GDPR – two years on
The General Data Protection Regulation – or GDPR as it is more familiarly referred to, took effect in May 2018. […]