Publication of the FCA’s Business Plan for 2021/22 was delayed from its usual spot in April, finally appearing at the
New rules, transposing the Fifth Money Laundering Directive (5MLD) into UK law took effect on 10 January 2020. One impact
Most readers will be aware of the FCA’s successful legal action in what has been widely referred to as the
Policy Statement PS21/4 summarises the FCA’s proposals to increase the number of firms (by circa 4500) who need to submit
Well, 21 March has come and gone and, while it is presumed that the EU’s new disclosure rules around sustainable
FCA redress guidance has been updated as at March 2021 – this article explains the background as at the date
Do firms need to disclose trail commmission on pre-RDR legacy products?
New rules around ESG investing are expected in 2021. Firms should start preparations sooner than later.
The scope of the TRS has widened under 5MLD.
CP19/25 highlighted some commonly used reasons to transfer/switch that often do not stand up to close scrutiny.