In our article last week, we highlighted the deadlines for implementation of Consumer Duty – 30 April and 31 July
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Publication of the FCA’s Business Plan for 2021/22 was delayed from its usual spot in April, finally appearing at the
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New rules, transposing the Fifth Money Laundering Directive (5MLD) into UK law took effect on 10 January 2020. One impact
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Most readers will be aware of the FCA’s successful legal action in what has been widely referred to as the
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Policy Statement PS21/4 summarises the FCA’s proposals to increase the number of firms (by circa 4500) who need to submit
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Well, 21 March has come and gone and, while it is presumed that the EU’s new disclosure rules around sustainable
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FCA redress guidance has been updated as at March 2021 – this article explains the background as at the date
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Do firms need to disclose trail commmission on pre-RDR legacy products?
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New rules around ESG investing are expected in 2021. Firms should start preparations sooner than later.
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The scope of the TRS has widened under 5MLD.
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