Policy Statement PS21/4 summarises the FCA’s proposals to increase the number of firms (by circa 4500) who need to submit
Well, 21 March has come and gone and, while it is presumed that the EU’s new disclosure rules around sustainable
FCA redress guidance has been updated as at March 2021 – this article explains the background as at the date
Do firms need to disclose trail commmission on pre-RDR legacy products?
New rules around ESG investing are expected in 2021. Firms should start preparations sooner than later.
The scope of the TRS has widened under 5MLD.
CP19/25 highlighted some commonly used reasons to transfer/switch that often do not stand up to close scrutiny.
How can firms ensure clients get value for money in annual reviews?
So, it's right for the client to transfer ... but should the transfer be done NOW?
Make file reviews more efficient ...