Reasons for recommending a transfer or switch that are open to challenge
CP19/25 highlighted some commonly used reasons to transfer/switch that often do not stand up to close scrutiny.
2017
Ongoing reviews and value for money
How can firms ensure clients get value for money in annual reviews?
Pension Transfers – the ‘Why now?’ question
So, it's right for the client to transfer ... but should the transfer be done NOW?
Pet hates of a file reviewer – the sequel!
Make file reviews more efficient ...
IR35 and self-employed advisers
New IR 35 rules are effective from April 2020.
FCA to review the impact of RDR and FAMR
See what we think might be covered.
Final phase of the FCA’s transfer review starts
If you are involved in advising on DB transfers, this will be of interest.
Rules and constraints on using FCA logo or FCA authorisation in a promotional way
Firms are reminded that they must not use the FCA logo or authorisation in a promotional way.
ISO 27001 Certification
Following a thorough and exhaustive root-to-branch review, we are proud to announce that we have achieved ISO 27001 certification!
Asset Management Market Study
In light of MiFID II this is worth revisiting