Financial Resilience Survey
The FCA have advised as follows: “We’re asking a number of firms to complete this survey to help […]
COVID-19
Financial Resilience Survey
The FCA has issued the following information. We have published a Consultation Paper with proposals to replace the […]
FCA survey number 7 – Tranche 2 firms
The FCA has advised as follows in relation to Tranche 2 firms (see definition list below). “Many of […]
FCA Covid-19 Impact Survey – number 7!
The FCA has advised the following. “We issued the first phase of the Covid-19 Impact Survey in June-August […]
Ukraine – 10% drop reporting
The current hostilities in Ukraine have caused significant market drops and may continue to do so. Accordingly, a reminder about […]
FCA COVID survey – tranche 2 dates
We have received details of the latest COVID survey from the FCA. See below for Tranche 2 dates. […]
FCA Covid-19 Impact Survey
We have received the information below from the FCA. “Many of you will be aware that we issued […]
FCA – short feedback survey
We have received the following from the FCA. “Many of you will be aware that we issued the […]
Pension Transfer Specialist – qualification deadline
FCA Policy Statement PS18/20 introduced a new requirement that all Pension Transfer Specialists (PTS) must hold the Level 4 qualification […]
FCA expectations in relation to remote or hybrid working
The coronavirus (Covid-19) pandemic has resulted in many firms adopting remote working for some or all employees. Indeed, some of […]