FCA guidance on treating vulnerable customers fairly
We have received the following from the FCA; "On Tuesday 23 February, we published guidance for firms on the fair
COVID-19
Third FCA COVID survey imminent
We have received the following information from the FCA, which you should be aware of. FCA COVID SURVEY Many of
SM&CR and coronavirus: FCA expectations for solo-regulated firms – December 2020 update
In April 2020, the FCA set out their expectations to help solo-regulated firms apply the SM&CR following the exceptional circumstances arising
FCA Covid-19 Impact Survey
The FCA has asked us to inform all our client firms about the upcoming Covid-19 survey. See below. "Many of
EU withdrawal – end of transition
Talk about tempting fate! We pondered whether to publish this article now or wait just a little longer. In favour
SM&CR deadlines
The deadline for ensuring all Certified Persons have been assessed and certified as fit and proper and for all staff
FCA Covid-19 Impact Survey
The FCA has asked us to inform all our client firms about the upcoming Covid-19 survey. See below. "Many of
Dear CEO letter to General Insurance Intermediaries
The FCA has issued a 'Dear CEO' letter to General Insurance Intermediaries setting out its expectations for maintaining adequate arrangements
New transfer rules – are you ready?
Policy Statement PS20/06, published in June, introduced a raft of significant changes to the rules around pension transfer advice. Some
Guidance – Fair Treatment of Vulnerable Customers
The FCA wants to see vulnerable consumers treated fairly and consistently across financial services sectors. One of the key areas