We have received the following from the FCA; "On Tuesday 23 February, we published guidance for firms on the fair
Read more
We have received the following information from the FCA, which you should be aware of. FCA COVID SURVEY Many of
Read more
In April 2020, the FCA set out their expectations to help solo-regulated firms apply the SM&CR following the exceptional circumstances arising
Read more
The FCA has asked us to inform all our client firms about the upcoming Covid-19 survey. See below. "Many of
Read more
Talk about tempting fate! We pondered whether to publish this article now or wait just a little longer. In favour
Read more
The deadline for ensuring all Certified Persons have been assessed and certified as fit and proper and for all staff
Read more
The FCA has asked us to inform all our client firms about the upcoming Covid-19 survey. See below. "Many of
Read more
The FCA has issued a 'Dear CEO' letter to General Insurance Intermediaries setting out its expectations for maintaining adequate arrangements
Read more
Policy Statement PS20/06, published in June, introduced a raft of significant changes to the rules around pension transfer advice. Some
Read more
The FCA wants to see vulnerable consumers treated fairly and consistently across financial services sectors. One of the key areas
Read more