COVID-19

Financial Resilience Survey

25 January 2023 John BeggCompliance

The FCA have advised as follows: “We’re asking a number of firms to complete this survey to help

5 October 2022 John BeggCompliance

The FCA has issued the following information. We have published a Consultation Paper with proposals to replace the

7 June 2022 Michael SeniorCompliance

The FCA has advised as follows in relation to Tranche 2 firms (see definition list below). “Many of

26 May 2022 Michael SeniorCompliance

The FCA has advised the following. “We issued the first phase of the Covid-19 Impact Survey in June-August

24 February 2022 Alistair MacDougallCompliance

The current hostilities in Ukraine have caused significant market drops and may continue to do so. Accordingly, a reminder about

18 January 2022 Lisa CrossCompliance

We have received details of the latest COVID survey from the FCA. See below for Tranche 2 dates.

4 January 2022 Lisa CrossCompliance

We have received the information below from the FCA. “Many of you will be aware that we issued

26 October 2021 Lisa CrossCompliance

We have received the following from the FCA. “Many of you will be aware that we issued the

19 October 2021 Paul CaineCompliance

FCA Policy Statement PS18/20 introduced a new requirement that all Pension Transfer Specialists (PTS) must hold the Level 4 qualification

19 October 2021 Alistair MacDougallCompliance

The coronavirus (Covid-19) pandemic has resulted in many firms adopting remote working for some or all employees. Indeed, some of

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