Update on SMR and CF (AR) applications
The FCA has published an update on the timescales and delays currently being experienced by firms that submit application for […]
COVID-19
Urgent update: Covid-19 Impact Survey
We have received the following correspondence from the FCA: “On 12 August 2021, we sent the below e-mail* […]
FCA survey – reply dates extended
We wrote with details of the latest FCA survey. You can read those details here. The FCA has now extended […]
FCA Covid-19 Survey #5
The FCA has advised; Many of you will be aware that we issued the first phase of the Covid-19 Impact […]
Papers galore!
It has been a busy month for papers and publications at the FCA. These include: New […]
FCA Covid-19 survey to be repeated
We have been advised by the FCA that they intend to issue yet another Covid-19 survey shortly. This is the […]
FCA COVID SURVEY – PART 4
The FCA has advised the following: “Many of you will be aware that we issued the first phase of the […]
10% depreciation reporting to be reviewed
The FCA has announced a review of the 10% depreciation notifications requirement. This requirement came into being with MiFIDII in […]
GI and mortgage intermediary firms – PII cover and pandemic exclusions
The significant increase in PII costs for firms providing investment advice in recent years and the difficulties for firms doing […]
FCA guidance on treating vulnerable customers fairly
We have received the following from the FCA; “On Tuesday 23 February, we published guidance for firms on the fair […]