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FCA survey – reply dates extended
Compliance

We wrote with details of the latest FCA survey. You can read those details here. The FCA has now extended the response dates as indicated below.

 

 

“On 19 July 2021, we sent the below e-mail informing you of our plans to issue a Covid-19 Impact Survey to firms in Tranche 1 for a fifth time. In recognition of the holiday period in August we have decided to extend the survey completion date. Please see new dates below: 

Batch 1: to be sent on 2 August 2021 – response due by 13 September 2021

Batch 2: to be sent on 3 August 2021 – response due by 14 September 2021

Batch 3: to be sent on 4 August 2021 – response due by 15 September 2021

Batch 4: to be sent on 6 August 2021 – response due by 17 September 2021 

No other changes have been made; the survey questions and supporting material remain the same.”

 

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Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

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About the Author

Shirley McKenzie

Shirley has a wealth of industry experience and proven track record of working closely with firms to deliver high quality compliance and T&C solutions across a wide range of regulatory disciplines.

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