We have covered regulatory requirements around replacement business, more commonly referred to as switch business, before. As this appears to
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The FCA’s proposed Consumer Duty is getting a lot of airplay in the trade media. First mooted in the FCA’s
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The FCA has published the latest data on its work to tackle harm in the consumer investments market between April
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You read it here first – probably! The FCA has finalised new rules around disclosure in relation to sustainability.
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The FCA set out in its Business Plan 21/22 how it is changing to improve performance and meet future challenges.
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Platforms play a big part in the investment process of most UK firms. According to Defaqto, 94% of advisers place
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The riveting read that is the FCA’s 2021/22 Business Plan sets out their consumer priorities for the year ahead. One of these
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The FCA has advised upcoming changes to authorisation application fees as follows: “On 24 January we’ll be simplifying
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The Investment Firms Prudential Regime (IFPR) represents a significant upheaval to the rules around prudential requirements for “FCA investment firms”.
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The FCA has published a consultation paper on proposed policy changes to the way its fees will be calculated from
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