Third FCA COVID survey imminent
For information.
COVID-19
SM&CR and coronavirus: FCA expectations for solo-regulated firms – December 2020 update
Updates to be aware of ...
FCA Covid-19 Impact Survey
The FCA has asked us to inform all our client firms about the upcoming Covid-19 survey. See below. “Many of […]
EU withdrawal – end of transition
Only a few weeks to go. Are you ready?
SM&CR deadlines
A reminder ...
FCA Covid-19 Impact Survey
The FCA is issuing a mandatory survey to firms over the next couple of weeks.
Dear CEO letter to General Insurance Intermediaries
The FCA has concerns over the safeguarding of client assets.
New transfer rules – are you ready?
New rules apply to transfer advice from 1 OCtober 2020. Are you ready?
Guidance – Fair Treatment of Vulnerable Customers
The FCA has issued a second guidance consultation relating to vulnerable customers.
Investment pathways rules deferred
The effective date of the new rules on investment pathways has been deferred.