The FCA has asked us to inform all our client firms about the upcoming Covid-19 survey. See below. “Many of
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Only a few weeks to go. Are you ready?
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The FCA is issuing a mandatory survey to firms over the next couple of weeks.
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The FCA has concerns over the safeguarding of client assets.
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New rules apply to transfer advice from 1 OCtober 2020. Are you ready?
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The FCA has issued a second guidance consultation relating to vulnerable customers.
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The effective date of the new rules on investment pathways has been deferred.
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