Consideration of life cover options when advising on transfers
Transfers and death benefits: considering life cover as more than lip service.
COVID-19
ESG investing – new rules coming along soon
New rules around ESG investing are expected in 2021. Firms should start preparations sooner than later.
Recording calls and meetings
We wrote in our last Newsletter about call recording and the FCA’s view on any issues that might arise during […]
Recording calls and meetings
How is client audio considered for the purposes of data protection?
FCA – Coronavirus Financial Resilience Survey
The FCA is writing to around 13,000 firms with a short survey.
COVID 19 – Pension Guide
The FCA has partnered with other regulators to create a guide for consumers.
Continuing Professional Development (CPD) carry over
It may be possible to carry some CPD over from the current year.
Call recording issues
The FCA has issued a statement in respect of firms' call recording obligations during the COVID-19 emergency.
Advising non-UK resident clients
Can you? Should you?
COVID-19: FCA guidance on handling paper and post
Guidance for firms working from home.