COVID-19: Guidance for financial firms 14 April 2020 Alistair MacDougallCompliance In light of the continuing and increasing concerns over the COVID-19 virus and its impact on the economy and consequently […] Read More
COVID-19 latest FCA updates 8 April 2020 Alistair MacDougallCompliance The FCA's expectations in relation to COVID-19. Read More
COVID-19 and vulnerable customers 2 April 2020 Alistair MacDougallCompliance The COVID-19 pandemic might result in additional client vulnerability. Read More
Financial Ombudsman Service – updates 30 March 2020 Alistair MacDougallCompliance Changes to Complaints leaflet and impact of COVID-19 on response times. Read More
COVID-19: responsibilities of Senior Managers in relation to work-related travel 30 March 2020 Alistair MacDougallCompliance Who should work from home? Read More
FCA Trade Association COVID -19 liaison meeting 26 March 2020 Alistair MacDougallCompliance Key points from a recent meeting of the Association of Professional Compliance Consultants with the FCA. Read More
COVID-19 update 25 March 2020 Alistair MacDougallCompliance A summary of help for businesses announced to date. Read More
COVID-19 – Provider updates 20 March 2020 Alistair MacDougallCompliance Link to useful information from protection providers. Read More
COVID-19 – urgent action required to identify key workers 20 March 2020 Alistair MacDougallCompliance The FCA has set out steps firms should take to help identify key workers in financial services. Read More