COVID-19: Guidance for financial firms 17 March 2020 Alistair MacDougallCompliance Aspects to consider. Read more
Portfolio reporting obligations 9 March 2020 Alistair MacDougallCompliance Clients must be informed when portfolio value falls by 10% or more. Who is responsible for reporting? Read more
Business Continuity – COVID-19 virus 4 March 2020 Alistair MacDougallCompliance Firms should consider how well prepared the business is in relation to the virus threat. Read more