We have been advised by the FCA that they intend to issue yet another Covid-19 survey shortly. This is the
The FCA has advised the following: “Many of you will be aware that we issued the first phase of the
The FCA has asked us to inform all our client firms about the upcoming Covid-19 survey. See below. “Many of
The migraton of firms from Gabriel to RegData continues.
The FCA is issuing a mandatory survey to firms over the next couple of weeks.
The Gabriel replacement is now being rolled out to firms.
A brief reminder for firms about the FCA’s RIA complaint notification requirements.
The FCA is now preparing to gradually move firms across to RegData, the new data collection platform, which replaces Gabriel.
An email being received by firms, purporting to be from the FCA, is a scam.