Policy Statement PS21/4 summarises the FCA’s proposals to increase the number of firms (by circa 4500) who need to submit
It has been a busy month for papers and publications at the FCA. These include: New
We have been advised by the FCA that they intend to issue yet another Covid-19 survey shortly. This is the
The FCA has advised the following: “Many of you will be aware that we issued the first phase of the
The FCA has asked us to inform all our client firms about the upcoming Covid-19 survey. See below. “Many of
The migraton of firms from Gabriel to RegData continues.
The FCA is issuing a mandatory survey to firms over the next couple of weeks.
The Gabriel replacement is now being rolled out to firms.
A brief reminder for firms about the FCA’s RIA complaint notification requirements.