Action required for most firms 10 May 2023 Paul JayCompliance Nothing major, but take note. The FCA has announced that it will be replacing the Financial Resilience Survey […] Read More
FCA RegData guidance 19 October 2022 Shirley McKenzieCompliance As previously advised, the FCA has now replaced Gabriel with RegData as the new data collection platform for gathering regulatory […] Read More
Extension of Annual Financial Crime Reporting Obligations 1 June 2021 Lisa CrossCompliance Policy Statement PS21/4 summarises the FCA’s proposals to increase the number of firms (by circa 4500) who need to submit […] Read More
Papers galore! 25 May 2021 Huw ReynoldsCompliance It has been a busy month for papers and publications at the FCA. These include: New […] Read More
FCA Covid-19 survey to be repeated 7 May 2021 Shirley McKenzieCompliance We have been advised by the FCA that they intend to issue yet another Covid-19 survey shortly. This is the […] Read More
FCA COVID SURVEY – PART 4 30 March 2021 John BeggCompliance The FCA has advised the following: “Many of you will be aware that we issued the first phase of the […] Read More
Third FCA COVID survey imminent 8 January 2021 Alistair MacDougallCompliance For information. Read More
FCA Covid-19 Impact Survey 4 January 2021 Alistair MacDougallCompliance The FCA has asked us to inform all our client firms about the upcoming Covid-19 survey. See below. “Many of […] Read More
RegData migration reminder 17 December 2020 Alistair MacDougallCompliance The migraton of firms from Gabriel to RegData continues. Read More
FCA Covid-19 Impact Survey 28 October 2020 Alistair MacDougallCompliance The FCA is issuing a mandatory survey to firms over the next couple of weeks. Read More