Extension of Annual Financial Crime Reporting Obligations
Policy Statement PS21/4 summarises the FCA’s proposals to increase the number of firms (by circa 4500) who need to submit
Gabriel
Papers galore!
It has been a busy month for papers and publications at the FCA. These include: New
FCA Covid-19 survey to be repeated
We have been advised by the FCA that they intend to issue yet another Covid-19 survey shortly. This is the
FCA COVID SURVEY – PART 4
The FCA has advised the following: “Many of you will be aware that we issued the first phase of the
Third FCA COVID survey imminent
For information.
FCA Covid-19 Impact Survey
The FCA has asked us to inform all our client firms about the upcoming Covid-19 survey. See below. “Many of
RegData migration reminder
The migraton of firms from Gabriel to RegData continues.
FCA Covid-19 Impact Survey
The FCA is issuing a mandatory survey to firms over the next couple of weeks.
RegData migration about to start
The Gabriel replacement is now being rolled out to firms.
Complaints return – a reminder
A brief reminder for firms about the FCA’s RIA complaint notification requirements.
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