The FCA has written to mortgage intermediaries setting out its expectations for mitigating identified risks to customers.
The EU/US Privacy Shield agreement has been struck down by the ECJ.
Existing FCA guidance continues to apply rather than new EU guidelines.
It is essential to consider LTA implications carefully when transferring from a pension arrangement with safeguarded benefits.
Dealing with clients remotely means that obtaining a wet signature can be problematic.
Do your research and due diligence processes stack up in the face of PROD?
The decision in the Lloyds Bank Equalisation case has difficult implications for schemes and advisers.
While this paper is mostly of relevance to Pension Providers, there are some implications for advisers.
The FCA warns GI firms to place greater focus on customer outcomes.
Following recent FCA investigations that resulted in a Dear CEO letter, firms that have Appointed Representatives need to review the