Preparing for the Senior Managers and Certification Regime
The SM&CR applies to all FCA regulated firms from December 2019.
2016
Mortgages Market Study final report published
The FCA has published a Mortgages Market Study final report that includes its vision and proposed changes.
FCA priorities for 2019
See what the FCA is working on.
Final phase of the FCA’s transfer review starts
If you are involved in advising on DB transfers, this will be of interest.
FCA Sector Views 2018 – Pensions and Investments
Keep up to date with the FCA's current areas of focus.
FCA Sector Views 2018 – General Insurance
Keep up to date with the FCA's current areas of focus.
Annuities – changes to information requirements
The FCA is enhancing the requirements for the provision of an ‘information prompt’ to prospective annuity consumers.
GDPR – new data protection rules
Although the new rules do not take effect until May 2018, it makes sense to consider them alongside MiFID disclosure […]
Senior Managers Regime
This will be extended to all firms during 2018 and has some significant impacts.
Transfer advice – enhanced TVs and protection
Something to watch out for when advising clients with enhanced TVs.