If you are involved in advising on DB transfers, this will be of interest.
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Keep up to date with the FCA's current areas of focus.
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Keep up to date with the FCA's current areas of focus.
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The FCA is enhancing the requirements for the provision of an ‘information prompt’ to prospective annuity consumers.
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Although the new rules do not take effect until May 2018, it makes sense to consider them alongside MiFID disclosure
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This will be extended to all firms during 2018 and has some significant impacts.
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Something to watch out for when advising clients with enhanced TVs.
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FCA consults on new rules for insistent clients. Read here for more detail.
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The long awaited results of the FCA's 2016 suitability review have finally been published.
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The FCA is pushing ahead with implementation of the FAMR. The latest consultation paper explains what is happening.
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