Doesn’t time fly?
Yes, believe it or not, as this article lands in your inbox it’s six months since Consumer Duty went live. […]
complaints
Trending now
And trending previously too! During the past year or so, and in tandem with ATEB becoming part of […]
Consumer Duty – the shape of things to come?
In its numerous publications prior to the implementation of Consumer Duty, the FCA promised that it would be more proactive […]
FOS updates
The FCA has announced a call for input. We’ve published a call for input on whether the thresholds […]
PS23/1 – Extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme
This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel […]
PS22/14 – Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme
This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel […]
Reminder for firms: Appointed Representatives (ARs) – Data Request
On 9th August 2022 we wrote regarding the changes coming to the Appointed Representative Regime specifically outlining the new rules […]
Appointed Representative regime changes
In our previous article following the issuance of FCA’s Policy Statement PS22/11, we covered the Regulator’s rationale for changes to […]
Changes coming to the Appointed Representatives Regime – and soon!
FCA recently published Policy Statement (PS22/11) announcing some key changes to the Appointed Representatives (AR) regime, affecting both AR firms […]
FG22/4 – FCA approach to compromise arrangements
The FCA has issued final guidance (FG22/4) for regulated firms entering into, or considering entering into compromise arrangements with creditors […]