From 1 June 2021, the FCA will no longer be accepting Change of Legal Status applications. Instead, if you are
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The FCA has made the following announcement about the FOS award limit. “When we increased the Financial Ombudsman Service’s award
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The significant increase in PII costs for firms providing investment advice in recent years and the difficulties for firms doing
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FCA redress guidance has been updated as at March 2021 – this article explains the background as at the date
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In December 2020, we reminded readers about the expected changes to FSCS protection after the EU withdrawal period ended on
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Yet another switch has been found wanting at the FOS.
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How to avoid some of the commonly found issues with Suitability Reports.
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You are probably familiar with the concept of a target market under PROD rules. What about the negative target market?
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There is an old joke about a man going to his dentist, picking up a magazine in the waiting room
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Can the FOS consider complaints after they have been through the legal system?
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