FCA expectations in relation to remote or hybrid working 19 October 2021 Alistair MacDougallCompliance The coronavirus (Covid-19) pandemic has resulted in many firms adopting remote working for some or all employees. Indeed, some of […] Read More
Recording client meetings 3 August 2021 Alistair MacDougallCompliance Since MiFIDII came into effect in 2018, it has been a requirement on firms to take reasonable steps to record […] Read More
Recording calls and meetings 10 June 2020 Alistair MacDougallCompliance We wrote in our last Newsletter about call recording and the FCA’s view on any issues that might arise during […] Read More
Recording calls and meetings 10 June 2020 Alistair MacDougallCompliance How is client audio considered for the purposes of data protection? Read More
Call recording issues 3 June 2020 Alistair MacDougallCompliance The FCA has issued a statement in respect of firms' call recording obligations during the COVID-19 emergency. Read More