New rules apply to transfer advice from 1 April 2018.
The FCA proposals for further changes to rules around pension transfer advice.
If you want help preparing for the AF7 exam, this should be of interest.
Enterprise Investment Schemes (EIS/SEIS) and Venture Capital Trusts (VCT)
To help firms get to grips with the new regulations, ATEB will be running seminars in April.
The FCA is enhancing the requirements for the provision of an ‘information prompt’ to prospective annuity consumers.
In light of MiFID II this is worth revisiting
A light hearted story of every day file reviews – with some serious messages.
This new requirement is posing some questions about how it can best be implemented. We think that firms should wait until the mechanisms in the market place are a little clearer.
Our new website is www.thistleinitiatives.co.uk. There will be no further posts here from ATEB Compliance. You can keep up to date with all of our usual regulatory and company updates here going forward.
2018/19 Tax Year Changes & April 2018 Update
David Anderson Suitability 2018, MiFID, Mortgage, Pension, Pension Transfer, Switch, TaxYear, Update
More Choice – More Flexibility – More Relevance