The FCA has made the following announcement about the FOS award limit. “When we increased the Financial Ombudsman Service’s award
In December 2020, we reminded readers about the expected changes to FSCS protection after the EU withdrawal period ended on
Most adviser websites are financial promotions. Is yours compliant?
You suspect a client is being scammed - what do you do?
Yet another switch has been found wanting at the FOS.
Can the FOS consider complaints after they have been through the legal system?
A brief reminder for firms about the FCA’s RIA complaint notification requirements.
A reminder that firms having adequate PI cover is an area of focus for the FCA.
Is it risky to recommend a client invests via an adviser only platform?
How often have you heard that sentiment expressed by some compliance person? Interesting FOS decision The continued relevance of that