FOS

Attitude to risk. It’s not just about the score

22 November 2023 Paul JayCompliance

An old proverb says that a bad workman blames his (or her, as the case may be) tools, but do

17 May 2023 Paul JayCompliance

Most firms will have at least vague recollections of the FSA’s thematic review of pension switching and the report it

17 May 2023 Alistair MacDougallCompliance

Niels Bohr, the Nobel laureate in Physics and father of the atomic model, is quoted as saying, “Prediction is very

29 March 2023 Richard FosterCompliance

The FCA has announced a call for input. We’ve published a call for input on whether the thresholds

8 February 2023 Paul CaineCompliance

This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel

9 August 2022 Paul JayCompliance

FCA recently published Policy Statement (PS22/11) announcing some key changes to the Appointed Representatives (AR) regime, affecting both AR firms

13 July 2022 Paul JayCompliance

The FCA has issued final guidance (FG22/4) for regulated firms entering into, or considering entering into compromise arrangements with creditors

31 March 2022 Richard FosterCompliance

In March 2019 the FCA published PS19/8 to increase the ombudsman service’s award limit from £150,000 to £350,000 for complaints

3 December 2021 Alistair MacDougallCompliance

The FCA has launched a consultation (CP21/34 ) which is intended to improve the appointed representatives regime and tackling harm

30 June 2021 Alistair MacDougallCompliance

In recent months, firms have been asking us about the process for managing drawdown plans. What do the rules require?

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