Cryptocurrency prohibition
It is likely that all our readers have heard of cryptocurrency, probably in the guise of Bitcoin. This cryptocurrency and […]
FOS
FOS award limit to remain unchanged
The FCA has made the following announcement about the FOS award limit. “When we increased the Financial Ombudsman Service’s award […]
Financial protection post-BREXIT
In December 2020, we reminded readers about the expected changes to FSCS protection after the EU withdrawal period ended on […]
Is your website compliant?
Most adviser websites are financial promotions. Is yours compliant?
Saving clients from scams
You suspect a client is being scammed - what do you do?
Another pension switch bites the dust
Yet another switch has been found wanting at the FOS.
Complaints considered by a court
Can the FOS consider complaints after they have been through the legal system?
Complaints return – a reminder
A brief reminder for firms about the FCA’s RIA complaint notification requirements.
Professional Indemnity Insurance
A reminder that firms having adequate PI cover is an area of focus for the FCA.
Adviser only platforms
Is it risky to recommend a client invests via an adviser only platform?