Claims Management Portfolio Letter
FCA expectations of all firms involved in claims management, including advisers wanting to help their own clients to pursue a
2014
Beware – email hacking scam
An email hacking scam first seen a few years ago is back.
Replacing wet signatures
Dealing with clients remotely means that obtaining a wet signature can be problematic.
Annuities – changes to information requirements
The FCA is enhancing the requirements for the provision of an ‘information prompt’ to prospective annuity consumers.
New regulated activity – advising on P2P agreements
What you need to know about this new regulatory activity.
Sunset Clause
Are you ready for the big switch off?
Webinar: Financial Advice in Later Life
Ageing client bank? This could be useful
Webinar: RDR Adviser Charges and Service Delivery
Thematic review findings and good practice for disclosure and delivery of services
Alternative Dispute Resolution (ADR)
Changes to complaints rules from 9th July 2015
Autumn Statement
Stamp Duty Rate and NISA Tax Benefit Changes