Claims Management Portfolio Letter

25 November 2020 Alistair MacDougallCompliance

FCA expectations of all firms involved in claims management, including advisers wanting to help their own clients to pursue a

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Beware – email hacking scam

12 August 2020 Alistair MacDougallCompliance

An email hacking scam first seen a few years ago is back.

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Replacing wet signatures

8 April 2020 Alistair MacDougallCompliance

Dealing with clients remotely means that obtaining a wet signature can be problematic.

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Annuities – changes to information requirements

6 February 2018 Alistair MacDougallCompliance

The FCA is enhancing the requirements for the provision of an ‘information prompt’ to prospective annuity consumers.

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New regulated activity – advising on P2P agreements

18 April 2016 Alistair MacDougallCompliance

What you need to know about this new regulatory activity.

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Sunset Clause

13 December 2015 Steve BaileyCompliance

Are you ready for the big switch off?

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Webinar: Financial Advice in Later Life

1 July 2015 Steve BaileyCompliance

Ageing client bank? This could be useful  

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Webinar: RDR Adviser Charges and Service Delivery

26 June 2015 Steve BaileyCompliance

Thematic review findings and good practice for disclosure and delivery of services  

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Alternative Dispute Resolution (ADR)

13 June 2015 Steve BaileyCompliance

Changes to complaints rules from 9th July 2015

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Autumn Statement

4 December 2014 David AndersonSuitability

Stamp Duty Rate and NISA Tax Benefit Changes

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